Frank Spinosa, who faces indictment for his role in disbarred lawyer Scott Rothstein's Ponzi scheme, agrees to a lifetime ban from the securities and banking industry in a settlement with the Securities and Exchange Commission.
January 26, 2015 at 03:00 PM
1 minute read
Frank Spinosa, the former TD Bank executive who was indicted as a co-conspirator in Scott Rothstein’s massive Ponzi scheme, has been barred from the banking and securities industry.
U.S. District Judge Kenneth Marra in Fort Lauderdale on Monday approved a consent agreement reached between Spinosa’s lawyers and the Securities and Exchange Commission.
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