TD Bank agrees to pay $52.5 million to settle charges filed by federal regulators for handling money in ex-law firm chairman Scott Rothstein's $1.2 billion Ponzi scheme.
September 23, 2013 at 11:00 PM
1 minute read
The original version of this story was published on Daily Business Review
TD Bank N.A. agreed to pay $52.5 million in penalties to federal regulators for moving money around for ex-law firm chairman Scott Rothstein’s $1.2 billion Ponzi scheme.
The Financial Crimes Enforcement Network ordered a $37.5 million penalty, and the Securities and Exchange Commission added a $15 million penalty for violating the Securities Act of 1933.
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