Are regulations working in the wake of the financial crisis? FiNRA statistics show higher fines on fewer complaints by consumers about brokers.
March 25, 2013 at 12:00 AM
1 minute read
Peter and Johanne Nalasco had earmarked nearly $186,000 in savings for the purchase of a home when they met broker Michael Morris.
The Nalascos and Morris had children on the same hockey team in 2003, and Morris, a broker with Buckman, Buckman & Reid Inc., said he would be happy to look at their finances for them.
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