Eliot Berman of Berman & Co. was sanctioned for violating a rule requiring lead audit partners to switch off at least every five years to preserve the integrity of the financial reporting system.
October 24, 2014 at 04:35 PM
1 minute read
The Securities and Exchange Commission on Friday sanctioned a Boca Raton auditor for violating federal laws and regulations.
Eliot Berman and his firm, Berman & Co., agreed to settle the SEC charges. He must pay a $15,000 penalty and was suspended for at least a year from practicing as an accountant on behalf of any publicly traded or other company regulated by the SEC.
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